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Richard Hilliard

J.P. Morgan Securities LLC

New Britain, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-11-03
  • CT RA
    APPROVED
    Since 2023-11-03

Branch Locations

176 Columbus Blvd, New Britain, CT 06051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Bethel CT 06/2021 09/2023
Primerica Financial Services Bethel CT 08/2011 09/2023
Smart Roofs Solar/Extensis Monroe CT 11/2019 03/2020
Brookfield Public Schools Brookfield CT 09/2012 03/2019
Jpmorgan Chase Bank, N.A. New Britain CT 09/2023 Present
J.P. Morgan Securities Llc New Britain CT 09/2023 Present
  • 06/2021 → 09/2023
    Pfs Investments Inc.
    Bethel, CT
  • 08/2011 → 09/2023
    Primerica Financial Services
    Bethel, CT
  • 11/2019 → 03/2020
    Smart Roofs Solar/Extensis
    Monroe, CT
  • 09/2012 → 03/2019
    Brookfield Public Schools
    Brookfield, CT
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New Britain, CT
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    New Britain, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2022-04-18
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2022-04-18
Other Names
  • Richard Vincent Ashton
  • Richard Vincent Hilliard
  • Richard V Hilliard

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

DAVID PAUL DUFOUR
ANTHONY JOHN MARCIANO
TIMOTHY J GRACE
BRIAN CRAIG ELLIOTT
MICHAEL JAY GOULD
ROBERTO CARLOS LAGUER
Leonard F Lye
ROBERT FRANCIS MCKINNON

Other Offices

LPL FINANCIAL LLC · NEW BRITAIN, CT
CETERA INVESTMENT ADVISERS LLC · NEW BRITAIN, CT
COMMONWEALTH FINANCIAL NETWORK · NEW BRITAIN, CT
COMMONWEALTH FINANCIAL NETWORK · BERLIN, CT
PFS INVESTMENTS INC. · NEWINGTON, CT
LPL FINANCIAL LLC · KENSINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Berlin, CT
PFS INVESTMENTS INC. · PLAINVILLE, CT

More in New Britain, CT

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