David Paul Dufour

Current Employers

Employment History

• 11/2014 → 11/2017
  Lpl Financial Llc
  Plainville, CT
• 11/2014 → 11/2017
  American Eagle Fcu
  Plainville, CT
• 12/2017 → 08/2018
  Citizens Securities, Inc.
  Colchester, CT
• 08/2018 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 08/2018 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Stratford, CT

Previous Registrations

• 2018-08-21 → 2022-05-18
  Cuna Brokerage Services, Inc.
  New Britain, CT
  Stratford, CT
• 2018-04-30 → 2018-08-14
  Citizens Securities, Inc.
  Colchester, CT
  Plainfield, CT
  Montville, CT
  Deep River, CT
• 2014-11-05 → 2017-11-13
  Lpl Financial Llc
  Farmington, CT
  Cromwell, CT
  Bloomfield, CT
  Middletown, CT
  Plainville, CT
  Southington, CT
  Glastonbury, CT
  Newington, CT
  West Hartford, CT
• 2013-11-19 → 2014-10-31
  Santander Securities Llc
  Worcester, MA
  Lexington, MA
  Providence, RI
  Manchester, CT
  Wickford, RI
  East Windsor, CT
  Vernon, CT
• 2012-04-18 → 2012-10-10
  Lpl Financial Llc
  North Branford, CT
  Glastonbury, CT
  Fort Mill, SC
  Hartford, CT
  Glastonbury, CT
  Branford, CT
  West Haven, CT
  West Haven, CT
  Milford, CT
• 2005-11-15 → 2009-02-18
  Strategic Advisers Llc
  West Hartford, CT

Other Businesses

1) 05/18/2022 - Achieve Financial Advisors- Investment Related- At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - Mutual Security Investment & Retirement Services- Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 3) 11/13/2024 - Recreation - Outside/W-2 Employment - Teacher - Not Investment Related - Powder Ridge Ski Resort 99 Powder Hill Road, Middlefield, CT 06455 - Start Date 11/22/2024 - 20 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-04-27
• S63 Uniform Securities Agent State Law Examination
  1989-04-04