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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2007-09-06 |
Branch Locations
615 Piikoi Street Suite 808, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Honolulu | HI | 01/2005 | Present |
1. DEXTER AOKI, INVESTMENT RELATED, 615 PIIKOI STREET SUITE 808 HONOLULU, HAWAII 96814, OWNER, STARTED 11/1999, 2 HOURS PER MONTH, 0 HOURS DURING STH, INSURANCE SALES. 2. MANA LOA NIMITZ LIONS CLUB POSITION: president, 3rd VP NATURE: Community Service Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: Use club president's address- changes every year, 98-1852 Apelekoka Street, Aiea HI 96701, United States DESCRIPTION: weekend projects and club newsletter
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-05 |
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