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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-12 |
| TX | RA | APPROVED_RES | 2019-10-25 |
| CA | RA | APPROVED | 2019-09-24 |
Branch Locations
13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States
Prescott, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 11/1989 | 09/2019 |
| Bank Of America, Na | La Jolla | CA | 08/2008 | 09/2019 |
| Raymond James & Associates, Inc. | San Diego | CA | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-07 |
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