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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-08-18 |
Branch Locations
200 Abingon Executive Park, Clarks Summit, PA 18411 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Clarks Summit | PA | 08/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Clarks Summit | PA | 08/2016 | Present |
(1) Name of Business: Exeter Borough Council Address: 404 Daisy Court, Exeter, PA, 18643, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 08/05/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: hjfs wolfe llc Address: 404 Daisy Court, Exeter, PA, 18643, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: GENERAL PARTNER (3) Name of Business: Luzerne County Community College Address: College Ave., Nanticoke, PA, 18634, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Executive Member, Committee Member Investment Related: Yes Start Date: 02/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be appointed to the Board of Directors of Luzerne County Community College. I will have only administrative oversigh
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
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