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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| PA | RA | APPROVED | 2022-08-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Scranton | PA | 07/2014 | 12/2019 |
| New York Life Insurance | Scranton | PA | 01/2013 | 12/2019 |
| Guardian Life Insurance Company | Blue Bell | PA | 01/2020 | 02/2020 |
| Park Avenue Securities | Blue Bell | PA | 01/2020 | 02/2020 |
| Guardian Life Insurance Company | Scranton | PA | 02/2020 | 11/2021 |
| Park Avenue Securities | Scranton | PA | 02/2020 | 11/2021 |
| Guaardian Life Insurance Company | Allentown | PA | 11/2021 | 12/2021 |
| Park Avenue Securities | Allentown | PA | 11/2021 | 12/2021 |
| Lpl Financial, Llc | Scranton | PA | 12/2021 | Present |
1. 12/16/2021 - LUNA FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ SCRANTON, PA/ Start Date:04-01-2020 / 0 Hrs/Mth - 0 Hrs During Trading. 2. 03/21/2022 - LUNA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Start Date - 03/18/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 3. 05/13/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Started 01/14/2022 - 5 Hours Per Month During Securities Trading. 4. 5/13/2022 - LUNA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Started 01/14/2022 - 5 Hours Per Month During Securities Trading. 5) 08/21/2025 - LUNA Travel & Rentals - Not Investment Related - Other - Recreational rental business - Home Based - Start Date:08/05/2025 - 5 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-16 |
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