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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
PA RA APPROVED 2022-08-26
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • PA RA
    APPROVED
    Since 2022-08-26

Branch Locations

400 Davis St, Clarks Summit, PA 18411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Scranton PA 07/2014 12/2019
New York Life Insurance Scranton PA 01/2013 12/2019
Guardian Life Insurance Company Blue Bell PA 01/2020 02/2020
Park Avenue Securities Blue Bell PA 01/2020 02/2020
Guardian Life Insurance Company Scranton PA 02/2020 11/2021
Park Avenue Securities Scranton PA 02/2020 11/2021
Guaardian Life Insurance Company Allentown PA 11/2021 12/2021
Park Avenue Securities Allentown PA 11/2021 12/2021
Lpl Financial, Llc Scranton PA 12/2021 Present
  • 07/2014 → 12/2019
    Nylife Securities Llc
    Scranton, PA
  • 01/2013 → 12/2019
    New York Life Insurance
    Scranton, PA
  • 01/2020 → 02/2020
    Guardian Life Insurance Company
    Blue Bell, PA
  • 01/2020 → 02/2020
    Park Avenue Securities
    Blue Bell, PA
  • 02/2020 → 11/2021
    Guardian Life Insurance Company
    Scranton, PA
  • 02/2020 → 11/2021
    Park Avenue Securities
    Scranton, PA
  • 11/2021 → 12/2021
    Guaardian Life Insurance Company
    Allentown, PA
  • 11/2021 → 12/2021
    Park Avenue Securities
    Allentown, PA
  • 12/2021 → Present
    Scranton, PA
Other Businesses

1. 12/16/2021 - LUNA FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ SCRANTON, PA/ Start Date:04-01-2020 / 0 Hrs/Mth - 0 Hrs During Trading. 2. 03/21/2022 - LUNA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Start Date - 03/18/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 3. 05/13/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Started 01/14/2022 - 5 Hours Per Month During Securities Trading. 4. 5/13/2022 - LUNA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Agent - Started 01/14/2022 - 5 Hours Per Month During Securities Trading. 5) 08/21/2025 - LUNA Travel & Rentals - Not Investment Related - Other - Recreational rental business - Home Based - Start Date:08/05/2025 - 5 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
S63 Uniform Securities Agent State Law Examination 2014-09-16
  • S66 Uniform Combined State Law Examination
    2022-08-25
  • S63 Uniform Securities Agent State Law Examination
    2014-09-16
Other Names
  • William Johnnathan Colon

View on SEC IAPD

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