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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-15
  • PA RA
    APPROVED
    Since 2019-07-15

Branch Locations

400 Davis St, Clarks Summit, PA 18411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc Clarks Summit PA 11/2011 07/2019
Lpl Financial, Llc Clarks Summit PA 07/2019 Present
  • 11/2011 → 07/2019
    Woodbury Financial Services, Inc
    Clarks Summit, PA
  • 07/2019 → Present
    Clarks Summit, PA
Previous Registrations
  • 2011-11-29 → 2019-07-18
    Woodbury Financial Services, Inc.
    Clarks Summit, PA
    Clarks Summit, PA
    Timonium, MD
  • 2007-10-15 → 2011-12-06
    Clarks Summit, PA
    Clifford Twp, PA
Other Businesses

1) 7/15/2019 - Real Estate Rental - 408 Zimmerman St Clarks Summit, PA - Not Investment Related - 1% 2) 7/17/2019 - Abington Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 11/01/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-26
S63 Uniform Securities Agent State Law Examination 1986-06-17
  • S65 Uniform Investment Adviser Law Examination
    1996-02-26
  • S63 Uniform Securities Agent State Law Examination
    1986-06-17

View on SEC IAPD

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