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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Clarks Summit | PA | 11/2011 | 07/2019 |
| Lpl Financial, Llc | Clarks Summit | PA | 07/2019 | Present |
1) 7/15/2019 - Real Estate Rental - 408 Zimmerman St Clarks Summit, PA - Not Investment Related - 1% 2) 7/17/2019 - Abington Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 11/01/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-17 |
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