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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Blue Bell | PA | 01/2021 | 02/2022 |
| Fmc | Philadelphia | PA | 09/2013 | 01/2021 |
| Park Avenue Securities, Llc | Blue Bell | PA | 05/2021 | 02/2022 |
| Qse7, Llc | Fort Washington | PA | 03/2022 | 08/2022 |
| Lpl Financial Llc | Media | PA | 11/2022 | 06/2026 |
| The Vanguard Group, Inc. | Malvern | PA | 06/2026 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 06/2026 | Present |
| Luna Financial Services, Llc | Media | PA | 11/2022 | 06/2026 |
| Prosperix | Media | PA | 09/2024 | 02/2025 |
| Empower Financial Wellness, Llc Dba Riodelphia | Media | PA | 10/2022 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 06/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MEDIA, PA NATURE OF BUSINESS: LIFE & HEALTH POSITION: N/A START DATE: 09/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MEDIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MONITOR ACCOUNT NAME OF BUSINESS: EMPOWER FINANCIAL WELLNESS, LLC DBA RIODELPHIA INVESTMENT-RELATED ADDRESS: MEDIA, PA NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 10/2022 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE ADMINISTRATIVE DETAILS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-09 |
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