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Thomas Parmelee Dupree

Dupree Financial Group, LLC

Lexington, KY

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Current Employers
Dupree Financial Group, Llc

237 East Main Street, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
KY RA APPROVED 2010-08-03
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • KY RA
    APPROVED
    Since 2010-08-03

Branch Locations

237 East Main Street, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dupree Financial Group Lexington KY 05/2005 Present
Dupree Financial Group, Llc Lexington KY 06/2010 Present
Dupree Financial Group, Llc Lexington KY 08/2003 Present
Previous Registrations
Other Businesses

DUPREE ENERGY RESOURCES,LLC, FORMED NOV. 2012, 237 E. MAIN ST.,LEXINGTON,KY. 40507. TO SELL ELECTRICITY PRODUCED BY GRIDFOX 1020 SYSTEMS,-PARTNER, APPROXIMATE 10 HOURS/MONTHLY,WITH 0 HOURS/MONTHLY DURING TRADING HOURS. DUPREE ENERGY MANAGEMENT,LLC FORMED NOV. 2012, 237 E. MAIN ST., LEXINGTON, KY 40507. PURPOSE OF MANAGING DUPREE ENERGY RESOURCES,LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 1984-01-05
  • S65 Uniform Investment Adviser Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    1984-01-05
Other Names
  • Thomas Parmelee Dupree
  • Thomas P Dupree

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