Anthony Joseph Iarocci

Current Employers

Employment History

• 08/1981 → Present
  Wedbush Morgan Securities Inc.
  Phoenix, AZ
• 07/2010 → Present
  Du Lac Investment Group, Llc
  Carefree, AZ
• 04/2020 → Present
  Dca Advisory Llc
  Carefree, AZ
• 03/2026 → 03/2026
  Dca Securities, Inc
  Scottsdale, AZ
• 08/2011 → Present
  Apex 11, Inc
  Carefree, AZ
• 09/2017 → Present
  Dca Asset Management, Inc
  Scottsdale, AZ

Other Businesses

1) WEDBUSH SECURITIES INC. - INVESTMENT RELATED - [OFFICE ADDRESS ON U4] - RETAIL SECURITIES BUSINESS - START:08/1981 - APPROX: 100-120 HOURS PER MONTH (CONDUCTED ENTIRELY OUTSIDE OF DCA SECURITIES; SEPARATE SYSTEMS, EMAIL, AND SUPERVISION; NO CLIENT OR PRODUCT OVERLAP) 2) DCA ASSET MANAGEMENT, INC. - INVESTMENT RELATED - 16100 N 71ST ST SUITE 10 SCOTTSDALE AZ 85254 - REGISTERED INVESTMENT ADVISER IN ARIZONA; CEO (EXECUTIVE OVERSIGHT ONLY) - START:08/2010- APPROX: 16 HOURS PER MONTH (NO BROKER-DEALER ACTIVITY CONDUCTED THROUGH THIS ENTITY; OPERATIONS SEPARATE FROM DCA SECURITIES) 3) DULAC INVESTMENT GROUP, INC. - INVESTMENT RELATED -16100 N 71ST ST SUITE 10 SCOTTSDALE AZ 85254 - INACTIVE INVESTMENT ADVISER ENTITY - START: 7/2010 - APPROX: 0 HOURS PER MONTH (NO ACTIVE BUSINESS, NO CLIENT ACTIVITY, NO COMPENSATION; LISTED ON ADV AS CONTROL PERSON ONLY) 4) DCA ADVISORY, INC. - INVESTMENT RELATED - 16100 N 71ST ST SUITE 10 SCOTTSDALE AZ 85254 - INACTIVE INVESTMENT ADVISER ENTITY - START: 04/2020 - APPROX: 0 HOURS PER MONTH (NO ACTIVE BUSINESS, NO CLIENT ACTIVITY, NO COMPENSATION; LISTED ON ADV AS CONTROL PERSON ONLY) 5) APEX 11, INC. - NON-INVESTMENT RELATED -8217 East Spanish Boot Road CAREFREE, AZ - - START: 8/2011- APPROX: 0 HOURS PER MONTH (PASSIVE OWNERSHIP; NO BUSINESS OPERATIONS PENDING SEC REGISTRATION)

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-04
• S63 Uniform Securities Agent State Law Examination
  1980-10-13

Other Names

• Anthony J Iarocci