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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-14
CA RA APPROVED 2025-02-10
  • TX RA
    APPROVED_RES
    Since 2025-02-14
  • CA RA
    APPROVED
    Since 2025-02-10

Branch Locations

37217 N Tom Darlington Dr, Carefree, AZ 85377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tempe AZ 02/2017 Present
Firebirds Restaurant Chandler AZ 08/2014 02/2017
Sodexo Tempe AZ 08/2008 12/2023
Rojo Hospitality Glendale AZ 08/2010 12/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17

View on SEC IAPD

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