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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-09-30
TX RA APPROVED_RES 2021-09-23
  • AZ RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED_RES
    Since 2021-09-23

Branch Locations

7206 E. Wampum Way, Carefree, AZ 85377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Scottsdale AZ 08/2016 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 08/2016 09/2021
J.P. Morgan Securities Llc Cave Creek AZ 09/2021 Present
Jp Morgan Chase Bank, N.A. Cave Creek AZ 09/2021 Present
Pamper Llc Phoenix AZ 05/2019 08/2021
Sweet Wheels Llc Pheonix AZ 05/2024 Present
Previous Registrations
Other Businesses

Entity Name: Sweet Wheels LLC Investment related: No Address: Phoenix, AZ 85024 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 05/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Food/Restaurant-Ice Cream. No connection to JPMC/conflict of interest. I will solely be an owner, my wife be running the business primarily.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2018-08-03
Other Names
  • Joe R Carter
  • Joseph Carter
  • Joseph Ryan Carter

View on SEC IAPD

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