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Gabriel Chagolla Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carefree, AZ

Phoenix, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-13
TX RA APPROVED 2025-06-13
  • CA RA
    APPROVED
    Since 2025-06-13
  • TX RA
    APPROVED
    Since 2025-06-13

Branch Locations

37217 N Tom Darlington Dr, Carefree, AZ 85377 • United States

1825 E Buckeye Rd, Phoenix, AZ 85034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 03/2013 Present
Bank Of America, N.A. Phoenix AZ 03/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-08
  • S66 Uniform Combined State Law Examination
    2025-05-08
Other Names
  • Gabriel Chagolla

View on SEC IAPD

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