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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-03 |
Branch Locations
7518 E. Elbow Bend Dr Suite B5, Carefree, AZ 85377 • United States
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Financial Gruoup | Denver | CO | 07/2006 | 02/2017 |
| Premier Money Solutions | Denver | CO | 03/2017 | 09/2018 |
| Financial & Tax Architects, Inc. | St Louis | MO | 10/2018 | 01/2019 |
| Brookstone Capital Management | Wheaton | IL | 01/2019 | 07/2023 |
| Ae Wealth Management, Llc | Topeka | KS | 07/2023 | 03/2025 |
| Riley Higgins & Associates, Llc | Carefree | AZ | 08/2018 | Present |
| Book | Carefree | AZ | 01/2025 | Present |
| Brookstone Capital Management | Wheaton | IL | 03/2025 | Present |
1.) Riley Higgins & Associates, LLC; Yes Investment Related; 7878 Elbow Bend Rd, Carefree, AZ 85377; Insurance Sales; POSITION Financial Advisor; START DATE: 08/2018; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services. 2.) Book; Not Investment Related; 7518 Elbow Bend Rd, Carefree, AZ 85377; Author; Position: Financial Advisor; Start Date: 1/2025; Approx. 0hours a month; Approx. 0 hours during trading; Author.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-09 |
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