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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| MN | RA | APPROVED | 2013-11-20 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Edina, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | Present |
(1) SANDHILL FINANCIAL. ADDRESS: UNKNOWN; BUSINESS DESCRIPTION: PRIVATE VENTURE CAPITAL; START DATE: 1994; NOT FOR PROFIT; CAPACITY: PASSIVE INVESTOR/LTD PARTNER; DEVOTE 1 OR 2 HRS PER MONTH. NONE DURING BUS. (2) PURSUANT HEALTH; ADDRESS: 780 JOHNSON FERRY ROAD SUITE 625, ATLANTA GA, 30342; BUSINESS DESCRIPTION: HEALTHCARE BUSINESS KIOSKS; NOT INVESTMENT RELATED; START DATE: 12/15/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE HRS. (3) SHAPE MEMORY THERAPEUTICS, INC.; ADDRESS: 807 ALDO AVE., STE 109, SANTA CLARA, CA 95054; BUSINESS DESCRIPTION: EMBOLIZATION AND NEUROVASCULAR APPLICATIONS; NOT INVESTMENT RELATED; START DATE: 08/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1979-06-28 |
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