Jeffrey Brian Marks

Current Employers

Employment History

• 12/1989 → Present
  Prime Financial Stategies
  Colorado Springs, CO
• 02/2001 → 09/2017
  National Planning Corp
  Colorado Springs, CO
• 10/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-02-02 → 2017-10-16
  National Planning Corporation
  Colorado Springs, CO
• 2009-07-15 → 2012-08-01
  Advantage Investment Management, Llc
  Colorado Springs, CO

Other Businesses

1. NAME OF OTHER BUSINESS: PRIME FINANCIAL STRATEGIES INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 12/1989; POSITION/TITLE/RELATIONSHIP: PRESIDENT / FOUNDER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: ORIA PRIME FINANCIAL STRATEGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 1989; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, INCLUDING REFERRING TRUST BUSINESS. 4. NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR FATHER IN LAW; INVESTMENT RELATED: NO ADDRESS: 2643 AVALANCHE HEIGHTS, COLORADO SPRINGS, CO 80918; NATURE OF BUSINESS: TRUST; START DATE: 02/2012; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE CURRENTLY; 5. NAME OF OTHER BUSINESS: MARKS & ASSOCIATES LLC; INVESTMENT RELATED: NO; ADDRESS: 6800 DUKE DR, COLORADO SPRINGS, CO 80918; NATURE OF BUSINESS: COMMERCIAL BUILDING; START DATE: 09/2004; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-06-21

Designations

Other Names

• Jeff Marks