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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-11-02 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 08/1976 | 11/2018 |
| John Hancock Mutual Life Insurance Compa | Boston | MA | 08/1976 | 11/2018 |
| Osaic | Marshfield | MA | 11/2018 | Present |
1) CENTINEL FINANCIAL GROUP, LLC. POSITION: Managing Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Oversee company's business operations. 2) CFGRE, LLC POSITION: Owner NATURE: LLC that owns commercial property and leases it back to Centinel Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2008 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Own 50% of the property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-02 |
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