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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-05-31 |
Branch Locations
1025 Plain Street #109, Marshfield, MA 02050 • United States
Hanson, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Company | Boston | MA | 12/1978 | 11/2018 |
| Sii | Boston | MA | 10/1979 | 11/2018 |
| Centinel | Marshfield | MA | 10/1979 | Present |
| Royal Alliance Associates, Inc. | Marshfield | MA | 11/2018 | Present |
| Lpl Financial Llc | Hanson | MA | 05/2023 | Present |
1) 2023-05-23 - Thomas Zamagni - Property and Casualty - Y - at reported business location(s) - 2023-04-27 - 1hrs/mth - 0hrs/mth during trading 2) 2023-05-23 - Thomas Zamagni - Non-Variable Insurance - Y - at reported business location(s) - 2023-04-27 - 30hrs/mth - 1hrs/mth during trading 3) 2026-05-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Legacy Harbor Financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-01 - 160hrs/mth - 160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-11-06 |
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