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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-27
  • MA RA
    APPROVED
    Since 2023-09-27

Branch Locations

1025 Plain Street Suite 214, Marshfield, MA 02050 • United States

145 Bridge St., Fairhaven, MA 02719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 08/2022 11/2022
Cambridge Investment Research Inc. Fairfield IA 08/2022 Present
Sea Green Bookkeeping & Tax Services Inc Fairhaven MA 03/2017 Present
Lantana, Llc Randolph MA 07/2009 01/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2023 Present
  • 08/2022 → 11/2022
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 08/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 03/2017 → Present
    Sea Green Bookkeeping & Tax Services Inc
    Fairhaven, MA
  • 07/2009 → 01/2022
    Lantana, Llc
    Randolph, MA
  • 09/2023 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 09/2023 2) SEA GREEN BOOKKEEPING AND TAX SERVICES INC, 145 Bridge Street, Fairhaven MA 02719, United States, 10/01/2025, President, Accounting/Bookkeeping/Payroll Services, NIR, 160 HR/MO - 160 HR/MO TRADING 3) SEA GREEN BOOKKEEPING AND TAX SERVICES INC, 145 Bridge Street, Fairhaven MA 02719, United States, 10/01/2025, President, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 4) SEA GREEN BOOKKEEPING AND TAX SERVICES INC, 145 Bridge Street, Fairhaven MA 02719, United States, 10/01/2025, President, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 5) SEA GREEN BOOKKEEPING AND TAX SERVICES, 145 Bridge Street, Fairhaven MA 02719, United States, 11/01/2025, President, Wealth Management, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-23
S63 Uniform Securities Agent State Law Examination 2022-11-12
  • S65 Uniform Investment Adviser Law Examination
    2023-09-23
  • S63 Uniform Securities Agent State Law Examination
    2022-11-12

View on SEC IAPD

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