Christopher Fowler Fulton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 01/2000 → 11/2018
  John Hancock Life Insurance, Co.
  Boston, MA
• 11/2018 → 05/2023
  Royal Alliance Associates, Inc.
  Marshfield, MA
• 05/2023 → Present
  Lpl Financial Llc
  Marshfield, MA

Previous Registrations

• 2018-11-02 → 2023-05-25
  Osaic Wealth, Inc.
  Marshfield, MA
• 2009-07-14 → 2018-11-02
  Signator Investors, Inc.
  Marshfield, MA
  Canton, MA
  Needham Heights, MA
  Wellesley Hills, MA

Other Businesses

1) 5/2023 - Insurance Brokerage / Non-Variable Insurance / Investment Related / Marshfield, MA - Start date 10/01/1998 / 4 Hrs per month 2) 10/03/2024 - Legacy Harbor Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/30/2024 - 160 Hours Per Month/ During Trading 3) 12/19/2025 - Legacy Harbor Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 160 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-22
• S63 Uniform Securities Agent State Law Examination
  1998-11-14

Other Names

• Christopher Fowler Fulton