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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-30 |
Branch Locations
1025 Plain Street #109, Marshfield, MA 02050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Marshfield | MA | 12/2022 | 05/2023 |
| Mcadam Financial | Boston | MA | 05/2020 | 10/2022 |
| Boston College Undergraduate | Chestnut Hill | MA | 08/2016 | 05/2020 |
| Northeast Investment Advisors, Llc | Framingham | MA | 05/2019 | 08/2019 |
| Herb Chambers Companies | Boston | MA | 05/2018 | 08/2018 |
| Herb Chambers Companies | Boston | MA | 12/2016 | 05/2018 |
| Lpl Financial Llc | Marshfield | MA | 05/2023 | Present |
1) 09/29/2025 - Joseph Tarquini - Investment Related - Insurance Agency - Home Based - Start Date:09/15/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 2) 12/15/2025 - Legacy Harbor Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-15 |
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