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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-05-21
  • MA RA
    APPROVED
    Since 2018-05-21

Branch Locations

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Waltham MA 05/2004 Present
  • 05/2004 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Waltham, MA
Other Businesses

(1) 05/24/2004 - NON-VARIABLE INSURANCE - SELL LIFE, GROUP/IND.HEALTH, DISABILITY, LTC, FIXED ANNUITIES - WALTHAM, MA (2) 05/17/2004 - DBA ONLY - BAY FINANCIAL ASSOCIATES, LLC - WALTHAM, MA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-08
S63 Uniform Securities Agent State Law Examination 1986-07-15
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    1986-07-15
Other Names
  • Jack M Leader

View on SEC IAPD

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