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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-05-21 |
Branch Locations
200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States
Newton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Waltham | MA | 05/2004 | Present |
(1) 05/24/2004 - NON-VARIABLE INSURANCE - SELL LIFE, GROUP/IND.HEALTH, DISABILITY, LTC, FIXED ANNUITIES - WALTHAM, MA (2) 05/17/2004 - DBA ONLY - BAY FINANCIAL ASSOCIATES, LLC - WALTHAM, MA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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