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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
19200 Von Karman Ave. Ste. 600, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 09/1991 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | Present |
| Lpl Financial Llc | Irvine | CA | 06/2025 | Present |
1. 06/05/2025- Double L. Enterprises- Business Owner- INV Related- At Reported Business Location(s)- Start date 01/01/1981- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-09 |
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