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James Russell Malone

LPl Financial LLC

Longview, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-17
TX RA APPROVED 2023-06-14
  • NC RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED
    Since 2023-06-14

Branch Locations

1127 Judson Rd - Ste 258, Longview, TX 75601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Longview TX 05/1982 06/2023
Lpl Financial Llc Longview TX 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-16
S63 Uniform Securities Agent State Law Examination 1980-10-06
  • S65 Uniform Investment Adviser Law Examination
    2010-01-16
  • S63 Uniform Securities Agent State Law Examination
    1980-10-06
Other Names
  • Jim Malone
  • Jimmy Malone

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LONGVIEW, TX
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CONCURRENT INVESTMENT ADVISORS, LLC · Longview, TX
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PARK AVENUE SECURITIES LLC · Longview, TX
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