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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlottesville | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlottesville | VA | 11/2016 | Present |
1. TRUSTEE OF MOTHER'S TRUST FBO DAUGHTER; INVESTMENT RELATED; CHARLOTTESVILLE, VA; TRUSTEE; START 5/14/2007; 2-3 HRS PER MONTH; 0 HRS DURING TRADING.. 2. TRUSTEE OF MOTHER'S TRUST FBO SON; INVESTMENT RELATED; CHARLOTTESVILLE, VA; TRUSTEE; START 5/14/2007; 2-3 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-10 |
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