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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CO | RA | APPROVED | 2009-11-20 |
| NM | RA | APPROVED | 2009-06-01 |
Branch Locations
150 Washington Avenue Suite 301, Santa Fe, NM 87501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Fe | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
446368- Goldrun apartments; Investment related Yes; Boulder, Colorado; rental property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0+; After business hours: 2; *563823 - Cars and Cards; Investment related: Yes; Santa Fe, New Mexico; Automotive/Transportation; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 3; Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-11-25 |
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