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James Richard Corrente

Equitable Advisors, LLC

Wellesley, MA

Groton, MA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-20
  • LA RA
    APPROVED
    Since 2026-03-20

Branch Locations

93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States

Groton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-18
S63 Uniform Securities Agent State Law Examination 1985-02-11
  • S65 Uniform Investment Adviser Law Examination
    1996-06-18
  • S63 Uniform Securities Agent State Law Examination
    1985-02-11
Other Names
  • James R Corrente

View on SEC IAPD

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Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

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