Martin Barry Stocklan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-08-16
NV	RA	APPROVED	2017-01-04
TX	RA	APPROVED_RES	2009-03-09

CT RA
APPROVED

Since 2024-08-16
NV RA
APPROVED

Since 2017-01-04
TX RA
APPROVED_RES

Since 2009-03-09

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

North Falmouth, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Wellesley Hills	MA	12/2008	Present
Bank Of America, Na	Wellesley Hills	MA	12/2009	Present

12/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Wellesley Hills, MA
12/2009 → Present

Bank Of America, Na

Wellesley Hills, MA

Other Businesses

I*3960265 Entity Type: N/A Name of OBA: DAVIDA K STOCKLAN TTEE MARTIN B STOCKLAN TTEE U/A DTD 07/08/1997 Address: north falmouth, Massachusetts Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 03/06/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-01
S63	Uniform Securities Agent State Law Examination	1980-08-26

S65 Uniform Investment Adviser Law Examination

1992-07-01
S63 Uniform Securities Agent State Law Examination

1980-08-26

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

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Exams

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