James Henry Morgan

Current Employers

Employment History

• 09/2008 → Present
  Jhm Financial Services, Llc
  Brighton, CO
• 03/2006 → Present
  James H Morgan Llc
  Brighton, CO
• 04/2014 → Present
  James Morgan Asset Management, Llc
  Broomfield, CO

Previous Registrations

• 2014-09-12 → 2016-02-25
  Wealth Teams Alliance
  Broomfield, CO
  Irvine, CA
• 2011-02-17 → 2014-09-16
  Cetera Wealth Services, Llc
  Broomfield, CO
  Albuquerque, NM
• 2009-06-22 → 2011-02-11
  Qa3 Financial Llc
  Brighton, CO
  Omaha, NE
• 2008-10-21 → 2009-07-06
  Investment Advisors International, Inc.
  Greenwood Village, CO

Other Businesses

1. NAME OF OTHER BUSINESS: JAMES H. MORGAN, LLC, INVESTMENT RELATED: NO, ADDRESS: 340 E. 1ST AVENUE, STE # 250A, BROOMFIELD, CO 80020, NATURE OF BUSINESS: LAW AND TAX ADVICE, START DATE: MARCH 1, 2005, APX NUMBER OF HOURS PER WEEK: 20-25 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: 20-25 HOURS, BRIEF DESCRIPTION OF DUTIES: ESTATE, BUSINESS PLANNING, TAX PLANNING AND ELDER LAW; 2. SUCCESSOR TRUSTEE OF MORGAN FAMILY TRUST, INVESTMENT RELATED: YES, SAME AS REGISTERED ADDRESS, SUCCESSOR TTEE FOR MOTHER'S TRUST, START 06/13/2013, 0HRS/WK CURRENTLY, MAY BE APPOINTED AS TTEE IF MOTHER AND SISTER ARE UNABLE TO SERVE; 3. JAMES H. MORGAN - RENTAL PROPERTY, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, RENTAL PROPERTY, START 08/2011, 0HRS/WK (NON-TRADING HOURS), RENT RESIDENCE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-12-06
• S65 Uniform Investment Adviser Law Examination
  2008-09-17

Designations

Other Names

• Jim Morgan