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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-07-08 |
Branch Locations
5251 Dtc Parkway, Suite 1045, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neidiger, Tucker, Bruner Inc. | Englewood | CO | 07/2015 | 07/2019 |
| Western Wealth Management | Greenwood Village | CO | 07/2019 | Present |
05/01/2017 LLC - SRH Financial, Inc 0 HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-09 |
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