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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-10 |
Branch Locations
23734 Valencia Blvd. Suite 200, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Woodland Hills | CA | 11/1989 | Present |
| Senex Insurance Services, Inc | Woodland Hills | CA | 01/1992 | Present |
1) TRUSTEE POSITION: Trustee NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/08/1994 ADDRESS: 24615 Via Tecolote, Calabasas CA 91302, United States DESCRIPTION: Oversee the asset management, make distributions and do tax reporting 2) MCHENRY ADVISERS, INC. POSITION: Consultant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2021 ADDRESS: 134 East Main Street, New Albany OH 43054, United States DESCRIPTION: Assist closely held businesses in the implementation of qualified retirement plans. Meet with business owners to review insurance needs and explain retirement plan provisions. 3) FINANCIAL SECURITY SOLUTIONS, CORP. POSITION: client transition consultant and pension consultant NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2021 ADDRESS: 23734 Valencia Blvd. #200, Valencia CA 91355, United States DESCRIPTION: client transition and continuity from prior rep to Karen Malkoff-Hatton. Advise on pension matters.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-12-27 |
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