Best Investors Account Sign in

Peter James Janik

Osaic Wealth, Inc.

Williamsville, NY

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-01
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

2805 Wehrle Drive Suite 14, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Securities, Inc Williamsville NY 09/2005 Present
Sagepoint Financial Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Williamsville NY 09/2023 Present
  • 09/2005 → Present
    Sunamerica Securities, Inc
    Williamsville, NY
  • 01/2009 → 09/2023
    Sagepoint Financial
    Phoenix, AZ
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Williamsville, NY
Previous Registrations
  • 2021-04-23 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    Williamsville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-23
S63 Uniform Securities Agent State Law Examination 1985-06-28
  • S65 Uniform Investment Adviser Law Examination
    1992-06-23
  • S63 Uniform Securities Agent State Law Examination
    1985-06-28

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RABENOLD ADVISORS, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL PARTNERS

Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor