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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-12-03
TX RA APPROVED 2015-12-03
  • CO RA
    APPROVED
    Since 2015-12-03
  • TX RA
    APPROVED
    Since 2015-12-03

Branch Locations

8181 E Tufts Ave Ste 520, Denver, CO 80237-2580 • United States

6407 E Old Paint Trail, Carefree, AZ 85377 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 12/2015 03/2020
Ameriprise Financial Services, Llc Denver CO 03/2020 Present
Previous Registrations
  • 1999-04-02 → 2015-12-10
    Cetera Advisors Llc
    Greenwood Village, CO
    Greenwood Village, CO
Other Businesses

Independent Insurance Brokering; Massachusetts Mutual Companies; 01/01/2000; Fixed Annuity / Reliastar; 01/01/2000; / Transamerica; 01/01/2000; / Zurich; 03/01/2019; / American General; 01/01/2000; / Sun Life; 01/01/2000; / Standard Insurance; 01/01/2000; / Pacific Life; 01/01/2000; / Prudential; 01/01/2000; / John Hancock; 01/01/2000; / Lincoln National; 01/01/2000; / Principal Companies; 01/01/2000; / PETERSON INTERNATIONAL -LLOYDS OF LONDON; 03/15/2025; Term Life. Business Ownership; JL DAVIS FINANCIAL LLC; MANAGER; INSURANCE AND ANNUITY COMMISSIONS FLOW TO THIS ENTITY. NO LONGER ACTIVELY GENERATING NEW BUSINESS AFTER 12/3/15 AS WE ARE NOW WITH AMERIPRISE.; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 01/01/1985; 1 to 9 hours per month; 0 during trading hours. Outside Employment; JL DAVIS FINANCIAL LLC; OWNER - MANAGER; CHANGED THIS ENTITY TO JL DAVIS FINANCIAL, LLC PER AMERIPRISE REQUEST. IT WILL NO LONGER GENERATE NEW COMMISSION REVENUE.; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 01/01/1985; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Public Speaking and Authorship; Occasional industry speaking engagements and article authorship; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 03/08/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-02
  • S63 Uniform Securities Agent State Law Examination
    1997-01-02
Designations
Other Names
  • Lee Davis

View on SEC IAPD

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