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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-12-03 |
| TX | RA | APPROVED | 2015-12-03 |
Branch Locations
8181 E Tufts Ave Ste 520, Denver, CO 80237-2580 • United States
6407 E Old Paint Trail, Carefree, AZ 85377 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Denver | CO | 12/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Denver | CO | 03/2020 | Present |
Independent Insurance Brokering; Massachusetts Mutual Companies; 01/01/2000; Fixed Annuity / Reliastar; 01/01/2000; / Transamerica; 01/01/2000; / Zurich; 03/01/2019; / American General; 01/01/2000; / Sun Life; 01/01/2000; / Standard Insurance; 01/01/2000; / Pacific Life; 01/01/2000; / Prudential; 01/01/2000; / John Hancock; 01/01/2000; / Lincoln National; 01/01/2000; / Principal Companies; 01/01/2000; / PETERSON INTERNATIONAL -LLOYDS OF LONDON; 03/15/2025; Term Life. Business Ownership; JL DAVIS FINANCIAL LLC; MANAGER; INSURANCE AND ANNUITY COMMISSIONS FLOW TO THIS ENTITY. NO LONGER ACTIVELY GENERATING NEW BUSINESS AFTER 12/3/15 AS WE ARE NOW WITH AMERIPRISE.; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 01/01/1985; 1 to 9 hours per month; 0 during trading hours. Outside Employment; JL DAVIS FINANCIAL LLC; OWNER - MANAGER; CHANGED THIS ENTITY TO JL DAVIS FINANCIAL, LLC PER AMERIPRISE REQUEST. IT WILL NO LONGER GENERATE NEW COMMISSION REVENUE.; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 01/01/1985; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Public Speaking and Authorship; Occasional industry speaking engagements and article authorship; 830 SAPPHIRE DRIVE, , CASTLE ROCK, CO, 80108; Not Investment-Related; 03/08/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-02 |
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