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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-12
TX RA APPROVED_RES 2016-03-03
NJ RA APPROVED 2008-01-01
  • PA RA
    APPROVED
    Since 2016-09-12
  • TX RA
    APPROVED_RES
    Since 2016-03-03
  • NJ RA
    APPROVED
    Since 2008-01-01

Branch Locations

1010 Stony Hill Rd Ste 100, Yardley, PA 19067 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Yardley PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Yardley PA 11/2016 Present
Previous Registrations
  • 2003-10-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Marlton, NJ
    Marlton, NJ
    St. Louis, MO
Other Businesses

POWER FOR MOTHER; INVESTMENT RELATED; YARDLEY, PA; START DATE =12/22/08. TRUSTEE FOR COUSIN'S TRUST; INV. RELATED; NEW HOPE, PA; START DATE 6/2015; 0 HRS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-09-25
  • S63 Uniform Securities Agent State Law Examination
    1979-09-25

View on SEC IAPD

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