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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-03-23 |
Branch Locations
5905 E. Galbraith Road Suite 6200, Cincinnati, OH 45236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Cincinniti | OH | 03/2009 | Present |
RENTAL HOME IN AVON NORTH CAROLINA (OUTER BANKS) 40823 US RT 12. PRIMARILY RENTED DURING SUMMER MONTHS. THE HOME IS IN AN LLC - "CASABLANCA LLC". I BELIEVE THE HOME WAS PURCHASED IN 1999. I USUALLY SPEND 2 WEEKS IN THE FALL - AT THE HOUSE. "THANKSGIVING" AND 2 WEEKS IN THE SPRING USUALLY MARCH/APRIL AND DO REPAIRS AROUND THE HOUSE. I ALSO CHECK IN ON OFFICE MATTERS USING MY COMPUTER. I WORK AT THE HOUSE 150-200 HOURS YEARLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-06 |
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