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Thomas Eugene Hitchcock

LPl Financial LLC

Westwood, MA

Lexington, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-17
MA RA APPROVED 2009-04-27
  • TX RA
    APPROVED
    Since 2021-03-17
  • MA RA
    APPROVED
    Since 2009-04-27

Branch Locations

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Lexington, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Waltham MA 03/2009 Present
Bay Financial Advisors, Inc. Waltham MA 07/2009 Present
  • 03/2009 → Present
    Waltham, MA
  • 07/2009 → Present
    Bay Financial Advisors, Inc.
    Waltham, MA
Previous Registrations
  • 2009-07-08 → 2020-12-31
    Bay Financial Advisors, Inc.
    Waltham, MA
Other Businesses

(1) 03/24/2009 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - Sale and service of traditional insurance products including life, health, disability, group insurance, LTC, and fixe annuities. - 15% TIME SPENT (2) 03/24/2009 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - DBA: Bay Financial Associates, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 07/02/2009 - Bay financial advisors, inc - Registered Investment Advisor - INV REL - AT REPORTED BUSINES LOCATION(S) - 10% TIME SPENT - I provide financial planning and consulting services through Bay Financial Advisors, an independent investment advisor firm. I started this business activity in July, 2009. I expect to spend approximately 10% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1982-05-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1982-05-24
Designations
Other Names
  • Tom Hitchcock

View on SEC IAPD

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