Thomas Eugene Hitchcock

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial Llc
  Waltham, MA
• 07/2009 → Present
  Bay Financial Advisors, Inc.
  Waltham, MA

Previous Registrations

• 2009-07-08 → 2020-12-31
  Bay Financial Advisors, Inc.
  Waltham, MA

Other Businesses

(1) 03/24/2009 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - Sale and service of traditional insurance products including life, health, disability, group insurance, LTC, and fixe annuities. - 15% TIME SPENT (2) 03/24/2009 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - DBA: Bay Financial Associates, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 07/02/2009 - Bay financial advisors, inc - Registered Investment Advisor - INV REL - AT REPORTED BUSINES LOCATION(S) - 10% TIME SPENT - I provide financial planning and consulting services through Bay Financial Advisors, an independent investment advisor firm. I started this business activity in July, 2009. I expect to spend approximately 10% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1982-05-24

Designations

• Chartered Financial Consultant

Other Names

• Tom Hitchcock