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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-25 |
| PA | RA | APPROVED | 2006-03-31 |
Branch Locations
1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States
867 Berkshire Blvd. Suite 102, Wyomissing, PA 19610 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Allentown | PA | 04/2012 | Present |
INDEPENDENT CONTRACTOR; HIGH SCHOOL LEVEL FOOTBALL AND BASKETBALL REFEREE; FOOTBALL AND BASKETBALL GAMES ARE NOT SCHEDULED EVERY DAY. I REFEREE ABOUT 35-40 GAMES PER YEAR; DEVOTES 8 HOURS PER MONTH; COMPENSATED - NOMINAL GAME FEE IS RECEIVED FOR EACH GAME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-21 |
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