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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| AZ | RA | APPROVED | 2024-09-23 |
| OR | RA | APPROVED | 2006-04-05 |
Branch Locations
2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States
Goodyear, AZ • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Bend | OR | 03/2008 | Present |
| City National Bank | Bend | OR | 06/2020 | 01/2025 |
(1) THE ROTARY CLUB OF BEND; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 02/01/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-17 |
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