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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2020-12-11
TX RA APPROVED_RES 2015-06-08
MD RA APPROVED 2010-06-22
  • VT RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2015-06-08
  • MD RA
    APPROVED
    Since 2010-06-22

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 03/2010 Present
Bank Of America, N.A. Baltimore MD 09/2010 Present
Other Businesses

I*2974272 Entity Type: Charitable Name of OBA: Good Shepherd School Address: Towson, Maryland, 21204 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/31/2025 Number of Hours: 20, Monthly Number of Hours during trading: 0 Duties: I was asked to be on the board for Good Shepherd School. Given my background, they asked to help with the Finance committee - specifically working with the head of PTA to create a budget and expense report for their annual auctions. I will not be involved in the investment accounts, nor will I be the chair of the Finance Committee. This is a volunteer position for the school. My chief focus will be to work with the PTA & finance committee on budgeting for the school's auctions. This will include projected costs for each auction/event. Any money these events bring in will be deployed to the school's operating expense account for their teachers & staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-19
  • S66 Uniform Combined State Law Examination
    2010-06-19
Other Names
  • Hugh J Hanley
  • Hugh Joseph Hanley
  • Hugh Joseph Hanley
  • Hugh Hanley

View on SEC IAPD

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