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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2020-12-11 |
| TX | RA | APPROVED_RES | 2015-06-08 |
| MD | RA | APPROVED | 2010-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 03/2010 | Present |
| Bank Of America, N.A. | Baltimore | MD | 09/2010 | Present |
I*2974272 Entity Type: Charitable Name of OBA: Good Shepherd School Address: Towson, Maryland, 21204 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/31/2025 Number of Hours: 20, Monthly Number of Hours during trading: 0 Duties: I was asked to be on the board for Good Shepherd School. Given my background, they asked to help with the Finance committee - specifically working with the head of PTA to create a budget and expense report for their annual auctions. I will not be involved in the investment accounts, nor will I be the chair of the Finance Committee. This is a volunteer position for the school. My chief focus will be to work with the PTA & finance committee on budgeting for the school's auctions. This will include projected costs for each auction/event. Any money these events bring in will be deployed to the school's operating expense account for their teachers & staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-19 |
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