Ian M Weeks

Employer firm

Stirling Financial Group CRD 327004

$180M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 04/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2011 → 04/2021
  Northwestern Mutual Investment Services, Llc
  Carlsbad, CA
• 01/2016 → 04/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2021 → 05/2023
  Prudential Insurance Company Of America
  Ontario, CA
• 04/2021 → 11/2023
  Pruco Securities, Llc.
  Ontario, CA
• 11/2023 → Present
  Lpl Financial Llc
  La Quinta, CA
• 04/2024 → 02/2025
  Stirling Financial Group
  San Diego, CA
• 09/2025 → Present
  Stirling Financial Group
  Hemet, CA

Previous Registrations

• 2025-04-28 → 2025-07-07
  Lpl Financial Llc
  San Diego, CA
  La Quinta, CA
• 2021-04-09 → 2023-07-21
  Pruco Securities, Llc.
  Ontario, CA
  Irvine, CA
• 2015-02-11 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  San Diego, CA
  La Jolla, CA
  Carlsbad, CA

Other Businesses

1) 11/2023 - Real Estate Rental - Non-Investment Related - 2 Hours per Month - start date 10/01/2018.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-05-29

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Ian Michael Weeks