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Current Employers
Comprehensive Capital Management, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-18
PA RA APPROVED 2010-09-21
  • CA RA
    APPROVED
    Since 2019-11-18
  • PA RA
    APPROVED
    Since 2010-09-21

Branch Locations

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

1221 Third Street, Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 09/2010 Present
Comprehensive Capital Management, Inc. Parsippany NJ 09/2010 Present
Harper & Hodge Beaver PA 01/2002 Present
  • 09/2010 → Present
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 09/2010 → Present
    Parsippany, NJ
  • 01/2002 → Present
    Harper & Hodge
    Beaver, PA
Previous Registrations
  • 2005-10-24 → 2010-09-23
    Cetera Wealth Services, Llc
    Palm Springs, CA
    Beaver, PA
    El Segundo, CA
  • 2003-09-18 → 2005-12-31
    Blue Vase Securities, Llc
    Beaver, PA
Other Businesses

VARIOUS INSURANCE COMPANIES/ORDINARY INSURANCE SALES/INDIVIDUAL PRODUCER;1% OF TIME SPENT/ COMMISSION / 1/1/2001. /// SENIOR CITIZENS CARING FOUNDATION, NOT INVESTMENT RELATED, BEAVER PA, BOARD MEMBER SINCE 1/1/1985. /// Harper & Hodge, Investment Related, Beaver, PA, d/b/a name used for marketing Investment Advisory & Brokerage Business, IAR & RR, 9/7/2010, 100% of time devoted to activity, Investment Advisor of Comprehensive Capital Management & Registered Rep of Comprehensive Asset Management & Servicing, Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-29
  • S63 Uniform Securities Agent State Law Examination
    1986-10-29
Other Names
  • Ray Harper

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