Timothy Liam Smith

Current Employers

Employment History

• 08/1997 → Present
  Apw Capital, Inc.
  Rockaway, NJ
• 08/1997 → Present
  Comprehensive Asset Management And Servicing, Inc.
  Parsippany, NJ
• 04/2002 → Present
  Comprehensive Capital Management
  Rockaway, NJ

Previous Registrations

• 2005-02-08 → 2021-02-09
  Comprehensive Capital Management, Inc.
  Sarasota, FL
  Parsippany, NJ
  Totowa, NJ
• 2005-02-08 → 2006-12-31
  First Advisors Financial Group, Llc
  Parsippany, NJ

Other Businesses

1-Actor/Singer; SUCCASUNNA, NJ; SOLE PROPRIETORSHIP; SVC. DESCRIPTION: SING CONCERTS OF IRISH MUSIC AND CULTURE; START DATE: 1/1/2014; TITLE: SINGER; DUTIES: SING, ACT AND BOOK PERFORMANCES; 0% TIME SPENT. 2-SKYLINE THEATRE COMPANY, INC.; FAIR LAWN, NJ; SVC. DESCRIPTION: THEATRICAL PRODUCTIONS; NON-PROFIT; START DATE: 10/1/2014; TITLE: TRUSTEE; DUTIES: ATTEND BOARD MEETINGS QUARTERLY, GIVE MONEY, HELP RAISE MONEY; 1% TIME SPENT. 3-TREASURER, SANDRA KUPPERMAN FOUNDATION, MORRISTOWN, NJ; SVC. DESCRIPTION: MANAGE ENDOWMENT, DISTRIBUTE FUNDS TO CHARITIES; CORPORATION; START DATE: 12/1/2013; TITLE: TREASURER; DUTIES: OVERSEE ENDOWMENT, DETERMINE CHARITIES TO DISTRIBUTE TO; 1% TIME SPENT. 4-Comprehensive Capital Management, Inc; Rockaway, NJ; RIA; SVC. DESCRIPTION: IA SERVICES/DISCRETIONARY; CORPORATION; START DATE: 4/1/2002; TITLE: PRESIDENT; DUTIES: OVERALL MANAGEMENT; 5% TIME SPENT. 5-Aurora Insurance SERVICES; Rockaway, NJ; FIXED INS./INCLUDES EQUITY INDEXES; SVC. DESCRIPTION: SALES OF INSURANCE, ORGANIZATION MGMT.; START DATE: 1/1/2000; TITLE: PRESIDENT; DUTIES: SALES, MANAGEMENT; 5% TIME SPENT. 6-Aurora Private Wealth, INC.; Rockaway, NJ; BUSINESS TYPE: RIA; DBA: Structured Portfolios; SERVICE DESCRIPTION: PROVIDING RIA SERVICE TO RETAIL CUSTOMERS; DATE: 10/01/2015; TITLE: PRESIDENT/IRA; DUTIES: ORGANIZATION MANAGEMENT COMPLIANCE; TIME SPENT: 10%. 7-Book Author and Speaker; Succasunna, NJ; Svc. Description: book writing, public speaking about the book(s); Start Date: 1/1/2019; Title: Author/Speaker; Duties: writing book/books and giving presentations about it/them; Time Spent: 10%. 8-TLS Ventures LLC, Investment related: No, 1990 Main St. Suite 750, Sarasota, Florida, 34236, Software for financial services firms, educational programs on investment fraud and personal finance (no advice, only education); Managing Director, 01/01/2020, less than 5 hours per week, organizational management 9-Theatre Producing, Investment related: Yes, 4712 Ocean Blvd. Unit W8, Sarasota, FL, 34242, I will be investing in theatrical, film or television productions for profit. I will be soliciting others to invest in same. I will not be soliciting any clients in any way., Producer, 01/01/2020, less than 5 hours per week, investing money, soliciting others to invest 10-POA for Joyce Smith, Investment related:No, 4712 Ocean Bvld. Unit W8, Sarasota, FL, 34236, I help manage affairs for my incapacitated mother. Filing this out of an abundance of caution., POA, 01/02/2023, <1 hr/week, manage investments and personal financial affairs 11-Structured Positions, Investment related:Yes, 1680 Fruitville Road, Sarasota, FL, 34236, DBA for aurora private wealth niche work, Owner, 08/01/2025, 25%, Management 12- YAM media investment, Investment related:No, 1680 Fruitville Rd. Suite 302, Sarasota, FL, 34236, News company, Income pool investor, 04/12/2025, Less than 1 hour per week, None

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-12
• S63 Uniform Securities Agent State Law Examination
  1986-09-02

Designations