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Current Employers
Aurora Private Wealth, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-15
  • PA RA
    APPROVED
    Since 2026-07-15

Branch Locations

1221 Third Street, Beaver, PA 15009 • United States

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Comprehensive Capital Management, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-19
CA RA APPROVED 2019-11-18
PA RA APPROVED 2010-09-20
  • TX RA
    APPROVED
    Since 2022-10-19
  • CA RA
    APPROVED
    Since 2019-11-18
  • PA RA
    APPROVED
    Since 2010-09-20

Branch Locations

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

1221 Third Street, Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 09/2010 Present
Comprehensive Capital Management, Inc. Parsippany NJ 09/2010 Present
Harper & Hodge Beaver PA 07/2008 Present
  • 09/2010 → Present
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 09/2010 → Present
    Parsippany, NJ
  • 07/2008 → Present
    Harper & Hodge
    Beaver, PA
Previous Registrations
  • 2005-10-24 → 2010-09-23
    Cetera Wealth Services, Llc
    Palm Springs, CA
    Beaver, PA
    El Segundo, CA
  • 2003-02-19 → 2005-12-31
    Blue Vase Securities, Llc
    Beaver, PA
  • 2002-08-22 → 2002-09-25
    Beaver, PA
Other Businesses

(1) HARPER & HODGE, INVESTMENT RELATED, DARLINGTON PA, D/B/A FOR INVESTMENT ADVISORY & BROKERAGE BUSINESS, SINCE 09/2010 (2) West AirComm Federal Credit Union, Investment related: No, 485 Buffalo Street, Beaver, PA, 15009, Federal Credit Union; offers deposit and lending services, Volunteer Board Member, 01/01/1994, 1 1/2 hours per month, Attend monthly board meetings (3) David L. Hodge, Investment related:No, 1221 Third Street, Beaver, PA, 15009, Sale and service of fixed annuities and life insurance, Owner/Partner, 06/01/2002, 5-10 hours monthly, Sale and service of fixed annuities and life insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-03
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S65 Uniform Investment Adviser Law Examination
    1996-07-03
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18
Other Names
  • David L Hodge

View on SEC IAPD

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