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Current Employers
Aurora Private Wealth, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-07
  • NJ RA
    APPROVED
    Since 2017-12-07

Branch Locations

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 09/2017
Aurora Private Wealth, Inc. Parsippany NJ 10/2017 Present
Comprehensive Asset Management And Servicing, Inc. Parsippany NJ 11/2017 Present
Previous Registrations
Other Businesses

Aurora Private Wealth, Inc., Investment Related, Parsippany, NJ, RIA, IAR, since Oct., 2017. "Scott Jason", Investment related:No, 100 Lowell Rd, Glen Rock, New Jersey, 07652, Music Production, Music Production, 06/01/2020, Few hours a month, Music

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-31
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-03-31
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04

View on SEC IAPD

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