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Current Employers
Aurora Private Wealth, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-27
  • PA RA
    APPROVED
    Since 2023-09-27

Branch Locations

1221 Third Street, Beaver, PA 15009 • United States

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

183 Scharberry Lane, Mars, PA 16046 • United States

Comprehensive Capital Management, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-09-20
  • PA RA
    APPROVED
    Since 2010-09-20

Branch Locations

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

1221 Third Street, Beaver, PA 15009 • United States

183 Scharberry Lane, Mars, PA 16046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harper & Hodge Beaver PA 07/2008 Present
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 09/2010 Present
Comprehensive Capital Management, Inc. Parsippany NJ 09/2010 Present
Aurora Private Wealth, Inc. Rockaway NJ 09/2023 Present
Previous Registrations
  • 2008-09-29 → 2010-09-23
    Cetera Wealth Services, Llc
    Mars, PA
    Beaver, PA
Other Businesses

1.Harper & Hodge; Investment related yes, 1221 Third Street Beaver PA, Service description: DBA for Investment Advisory & Brokerage business; Start date: 09/07/2010; Title: IAR & RR; Duties: Sales, Administrative, Meetings with clients and perspective clients; Time spent: 100 hours/month. 2.Lori A Hodge, CPA & Associates, PC, Investment related: No, 183 Scharberry Ln Mars PA 16046, CPA, Partner, 07/01/2008, 10 hours, tax preparation and financial statement preparation. 3.Lighthouse Foundation, Investment related no, 116 Browns Hill Road, Valencia, PA, 16059, Non-Profit Entity, Treasurer, 01/01/2021, 10 hour per quarter, Board Member. 4.McGuire Memorial, Investment related no, 2119 Mercer Road, New Brighton, PA, 15066, Foundation, Board Member, 09/11/2023, 4 hours per quarter, Board Member. 5.First Presbyterian Church of Monaca, Investment related no, 1301 Indiana Avenue, Monaca, PA, 15061, Religious Organization, Session member, 01/01/2022, 3 hours per month, Board member. 6.Kaymeg, LLC, Investment related no, 305 Hill Farm Lane, Valencia, PA, 16059, Member, 01/09/2024, Various hours, Rental Property. 7.Daniel R. and Lori A. Hodge PC, Investment related yes, 183 Scharberry Lane, Mars, PA, 16046, S Corporation for Investment Business, President, 04/25/2014, 75 percent of week, Investments. 8.Various Insurance Companies, Investment related yes, 1221 Third Street, Beaver, PA, 15009, Insurance, Insurance producer, 01/01/2019, 1 hour weekly, Insurance sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-10
  • S66 Uniform Combined State Law Examination
    2008-07-10

View on SEC IAPD

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