Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
MD RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Monkton, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Hunt Valley MD 03/2009 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Hunt Valley, MD
Previous Registrations
  • 1990-10-25 → 2009-03-13
    Ferris, Baker Watts, Llc
    Hunt Valley, MD
    Hunt Valley, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-21
S63 Uniform Securities Agent State Law Examination 1981-08-21
  • S66 Uniform Combined State Law Examination
    2009-05-21
  • S63 Uniform Securities Agent State Law Examination
    1981-08-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor