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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-10-08 |
| TX | RA | APPROVED_RES | 2009-09-25 |
Branch Locations
180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Altoona | PA | 09/2009 | Present |
1. The Roman Catholic Diocese of Altoona-Johnstown; 2713 W Chestnut Ave, Altoona, PA 16601; Altoona-Johnstown Dioceses; Finance Council Member; 06/01/1995; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 2. St. John the Evangelist Catholic Church; 309 Lotz Ave Lakemont, Altoona, PA 16602; Catholic Church; Finance Committee Member; 06/01/1980; 2 Hours per Quarter; Not during securities trading hours' Not Investment-Related. 3. Msgr. Joseph M. Luddy Scholarship Board; 1308 17th St, Altoona, PA 16601; Treasurer; 11/04/1986; 1 Hour per Year; Not during securities trading hours; Not Investment-Related. 4. ARC of Blair County; 431 Jackson Ave Altoona PA 16602; Advocacy and support for people with disabilities; Director Emeritus; Participate in board discussions and decisions; 04/06/1981; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 5. Executor, administrator, or personal representative of family estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-29 |
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