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Michael Joseph Eckenrode

Cetera Investment Advisers LLC

Altoona, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-09
  • PA RA
    APPROVED
    Since 2015-10-09

Branch Locations

1425 11Th Ave Lower Level, Altoona, PA 16601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Carroll Township Carrolltown PA 12/1998 Present
Summit Brokerage Services Inc Altoona PA 09/2015 09/2019
Cetera Investment Advisers Llc Altoona PA 10/2015 Present
Summit Financial Group Inc Altoona PA 05/2016 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Platinum Wealth Strategies, Llc Altoona PA 09/2011 Present
  • 12/1998 → Present
    East Carroll Township
    Carrolltown, PA
  • 09/2015 → 09/2019
    Summit Brokerage Services Inc
    Altoona, PA
  • 10/2015 → Present
    Altoona, PA
  • 05/2016 → 05/2021
    Summit Financial Group Inc
    Altoona, PA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2011 → Present
    Platinum Wealth Strategies, Llc
    Altoona, PA
Previous Registrations
  • 2016-05-06 → 2021-05-20
    Summit Financial Group Inc
    Altoona, PA
  • 2011-09-23 → 2015-12-23
    J P Turner & Company Capital Management, Llc
    Altoona, PA
  • 2004-05-03 → 2011-09-27
    Altoona, PA
  • 2001-02-01 → 2004-12-31
    Solid Investments Llc
    Altoona, PA
Other Businesses

1. NAME OF OTHER BUSINESS: PLATINUM WEALTH STRATEGIES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR CETERA START DATE: 9/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2)EAST CARROLL TOWNSHIP.CARROLLTOWN,PA.AUDITOR.AUDIT BOOKS FOR TOWNSHIP ONCE ANNUALLY.13 HOURS SPENT DURING NON-TRADING HOURS.AUDIT BOOKS WITH 2 OTHER AUDITORS IN JANUARY EACH YEAR.START DATE 2004 (3)EDGE CONSTRUCTION AND LANDSCAPING, 225 POOLE LANE, EBENSBURG, PA 15931. OWNER - MINOR CONSTRUCTION PROJECTS FOR FRIENDS AND FAMILY. NOT INVESTMENT RELATED. START DATE FEB 2010 - 4 TO 8 HOURS A MONTH (4)ROCKHILL REALITY LLC P O BOX 17 REVERE PA 18953. RENTAL BUSINESS. ZERO HOURS DURING TRADING HOURS AND 1-2 HOURS DURING NON-TRADING HOURS. OVER SEE REPAIRS TO OUR PROPERTIES. NOT INVESTMENT RELATED. STARTED 9/2005 (5) PACKERS FORK CAMP; SINCE 01/01/2008; 225 POOLE LANE, EBENSBURG, PA, 15931; TREASURER; make sure taxes and camp lease is paid once a year; write checks for taxes and camp lease once per year; 1 HOUR SPENT ON THIS ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-21
S63 Uniform Securities Agent State Law Examination 1993-07-12
  • S65 Uniform Investment Adviser Law Examination
    1999-04-21
  • S63 Uniform Securities Agent State Law Examination
    1993-07-12
Other Names
  • Michael Joseph Eckenrode

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