Michael Joseph Eckenrode

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → Present
  East Carroll Township
  Carrolltown, PA
• 09/2015 → 09/2019
  Summit Brokerage Services Inc
  Altoona, PA
• 10/2015 → Present
  Cetera Investment Advisers Llc
  Altoona, PA
• 05/2016 → 05/2021
  Summit Financial Group Inc
  Altoona, PA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2011 → Present
  Platinum Wealth Strategies, Llc
  Altoona, PA

Previous Registrations

• 2016-05-06 → 2021-05-20
  Summit Financial Group Inc
  Altoona, PA
• 2011-09-23 → 2015-12-23
  J P Turner & Company Capital Management, Llc
  Altoona, PA
• 2004-05-03 → 2011-09-27
  Spc
  Altoona, PA
• 2001-02-01 → 2004-12-31
  Solid Investments Llc
  Altoona, PA

Other Businesses

1. NAME OF OTHER BUSINESS: PLATINUM WEALTH STRATEGIES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR CETERA START DATE: 9/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2)EAST CARROLL TOWNSHIP.CARROLLTOWN,PA.AUDITOR.AUDIT BOOKS FOR TOWNSHIP ONCE ANNUALLY.13 HOURS SPENT DURING NON-TRADING HOURS.AUDIT BOOKS WITH 2 OTHER AUDITORS IN JANUARY EACH YEAR.START DATE 2004 (3)EDGE CONSTRUCTION AND LANDSCAPING, 225 POOLE LANE, EBENSBURG, PA 15931. OWNER - MINOR CONSTRUCTION PROJECTS FOR FRIENDS AND FAMILY. NOT INVESTMENT RELATED. START DATE FEB 2010 - 4 TO 8 HOURS A MONTH (4)ROCKHILL REALITY LLC P O BOX 17 REVERE PA 18953. RENTAL BUSINESS. ZERO HOURS DURING TRADING HOURS AND 1-2 HOURS DURING NON-TRADING HOURS. OVER SEE REPAIRS TO OUR PROPERTIES. NOT INVESTMENT RELATED. STARTED 9/2005 (5) PACKERS FORK CAMP; SINCE 01/01/2008; 225 POOLE LANE, EBENSBURG, PA, 15931; TREASURER; make sure taxes and camp lease is paid once a year; write checks for taxes and camp lease once per year; 1 HOUR SPENT ON THIS ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-21
• S63 Uniform Securities Agent State Law Examination
  1993-07-12

Other Names

• Michael Joseph Eckenrode