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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-05
  • PA RA
    APPROVED
    Since 2026-01-05

Branch Locations

1425 11Th Ave Lower Level, Altoona, PA 16601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Altoona PA 02/2023 01/2026
United States House Of Representatives Washington DC 05/2022 07/2022
Park Hills Golf Course Altoona PA 05/2021 08/2021
Leonard S. Fiore Inc. Altoona PA 05/2015 04/2020
Bishop Guilfoyle Catholic Highschool Altoona PA 08/2015 05/2019
St. Francis University Loretto PA 08/2019 12/2022
Unemployed Altoona PA 12/2022 01/2023
Unemployed Altoona PA 05/2020 08/2020
Raymond James Financial Services Advisors, Inc Altoona PA 08/2023 01/2026
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 02/2023 → 01/2026
    Raymond James Financial Services, Inc.
    Altoona, PA
  • 05/2022 → 07/2022
    United States House Of Representatives
    Washington, DC
  • 05/2021 → 08/2021
    Park Hills Golf Course
    Altoona, PA
  • 05/2015 → 04/2020
    Leonard S. Fiore Inc.
    Altoona, PA
  • 08/2015 → 05/2019
    Bishop Guilfoyle Catholic Highschool
    Altoona, PA
  • 08/2019 → 12/2022
    St. Francis University
    Loretto, PA
  • 12/2022 → 01/2023
    Unemployed
    Altoona, PA
  • 05/2020 → 08/2020
    Unemployed
    Altoona, PA
  • 08/2023 → 01/2026
    Altoona, PA
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1). The name of the other business; FIORE PRIVATE WEALTH, LLC whether the business is investment-related; YES the address of the other business; SAME AS REGESTERED ADDRESS the nature of the other business; DBA FOR CETERA your position; OWNER title, or relationship with the other business; OWNER the start date of your relationship; 11/25 the approximate number of hours/month you devote to the other business; 40+ the number of hours you devote to the other business during securities trading hours; 40+ and briefly describe your duties relating to the other business; DBA FOR FINACIAL SERVICES 2). NAME OF OTHER BUSINESS: PLATINUM WEALTH STRATEGIES, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/01/2026 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-17
  • S66 Uniform Combined State Law Examination
    2023-07-17

View on SEC IAPD

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