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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-03
PA RA APPROVED 2015-10-09
  • SC RA
    APPROVED
    Since 2024-12-03
  • PA RA
    APPROVED
    Since 2015-10-09

Branch Locations

1425 11Th Ave Lower Level, Altoona, PA 16601 • United States

Johns Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dead Solid Golf Marketing Altoona PA 01/1998 Present
Platinum Wealth Strategies Altoona PA 10/2012 Present
Summit Brokerage Services Altoona PA 09/2015 09/2019
Cetera Investment Advisers Llc Altoona PA 10/2015 Present
Summit Financial Group Inc Altoona PA 05/2016 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
  • 01/1998 → Present
    Dead Solid Golf Marketing
    Altoona, PA
  • 10/2012 → Present
    Platinum Wealth Strategies
    Altoona, PA
  • 09/2015 → 09/2019
    Summit Brokerage Services
    Altoona, PA
  • 10/2015 → Present
    Altoona, PA
  • 05/2016 → 05/2021
    Summit Financial Group Inc
    Altoona, PA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2016-05-06 → 2021-05-20
    Summit Financial Group Inc
    Altoona, PA
  • 2014-07-16 → 2015-12-23
    J P Turner & Company Capital Management, Llc
    Altoona, PA
Other Businesses

(1) PLATINUM WEALTH STRATEGIES LLC; SAME AS BRANCH ADDRESS, ALTOONA PA; START DATE 10/01/2012; FINANCIAL ADVISOR; ADVISE AND ASSIST CLIENTS IN THEIR FINANCIAL GOALS; 5 HOURS SPENT ON ACTIVITY PER MONTH; 0 DURING TRADING HOURS. (2) DEADSOLID GOLF MARKETING.317 E PLEASANT VALLEY BLVD,ALTOONA PA 16602.OWNER. RETURN SALES CALLS AFTER 4PM. DELEGATE RESPONSIBILITY, ORDER MATERIALS, 0 HOURS SPENT DURING TRADING HOURS,10 HOURS SPENT AT OTHER BUSINESS DURING NON-TRADING HOURS. (3) NAME OF OTHER BUSINESS: KBD INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: 210 BRISTOL LANE HOLLIDAYSBURG, PA 16648 ; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR TAX PURPOSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-15
  • S66 Uniform Combined State Law Examination
    2014-07-15

View on SEC IAPD

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