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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-12-03 |
| PA | RA | APPROVED | 2015-10-09 |
Branch Locations
1425 11Th Ave Lower Level, Altoona, PA 16601 • United States
Johns Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dead Solid Golf Marketing | Altoona | PA | 01/1998 | Present |
| Platinum Wealth Strategies | Altoona | PA | 10/2012 | Present |
| Summit Brokerage Services | Altoona | PA | 09/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Altoona | PA | 10/2015 | Present |
| Summit Financial Group Inc | Altoona | PA | 05/2016 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
(1) PLATINUM WEALTH STRATEGIES LLC; SAME AS BRANCH ADDRESS, ALTOONA PA; START DATE 10/01/2012; FINANCIAL ADVISOR; ADVISE AND ASSIST CLIENTS IN THEIR FINANCIAL GOALS; 5 HOURS SPENT ON ACTIVITY PER MONTH; 0 DURING TRADING HOURS. (2) DEADSOLID GOLF MARKETING.317 E PLEASANT VALLEY BLVD,ALTOONA PA 16602.OWNER. RETURN SALES CALLS AFTER 4PM. DELEGATE RESPONSIBILITY, ORDER MATERIALS, 0 HOURS SPENT DURING TRADING HOURS,10 HOURS SPENT AT OTHER BUSINESS DURING NON-TRADING HOURS. (3) NAME OF OTHER BUSINESS: KBD INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: 210 BRISTOL LANE HOLLIDAYSBURG, PA 16648 ; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-15 |
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